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2710 Loker Avenue West Suite 230, Carlsbad, CA 92010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-16 |
Branch Locations
2710 Loker Avenue West Suite 230, Carlsbad, CA 92010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Capital Financial Advisers, Llc | Newport Beach | CA | 08/2014 | 04/2021 |
| Frank Financial Advisors | Carlsbad | CA | 05/2021 | Present |
1) I AM AN INSURANCE AGENT, LICENSED FOR LIFE INSURANCE, HEALTH INSURANCE AND/OR ANNUITY LINES OF BUSINESS WITH UNITED CAPITAL RISK MANAGEMENT. I MAY RECEIVE COMPENSATION FROM INSURANCE COMPANIES FOR THE SALES OF INSURANCE PRODUCTS TO CLIENTS OR OTHER INDIVIDUALS. 2) LINDA HALLERAN-SOLE PROPRIETOR; HEALTH & LIFE INSURANCE; MODESTO, CA 95356; NO MORE THAN 3HRS PER MONTH; 0HRS DURING BUSINESS HRS; NON-INVESTMENT RELATED; SINCE 2002. 2. LINDA HALLERAN, SOLE PROPRIETOR; MODESTO, CA 95356; HEALTH/LIFE AGENT; 2002; 3HRS PER MONTH DURING NON-TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-30 |
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