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Inactive

Steven John Majoris

Wells Fargo Investment Institute, Inc.

Charlotte, NC

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Current Employers
Wells Fargo Investment Institute, Inc.

550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-17
  • NC RA
    APPROVED
    Since 2025-11-17

Branch Locations

550 S Tryon St, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisors Asset Management, Inc Monument CO 12/2014 11/2025
Wells Fargo Investment Institute, Inc Charlotte NC 11/2025 Present
Previous Registrations
  • 2014-12-03 → 2025-11-11
    Advisors Asset Management, Inc.
    New York, NY
    Boerne, TX
    Charlotte, NC
  • 2014-01-31 → 2014-10-17
    Ic Advisory Services, Inc.
    Warren, NJ
    Bedminster, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-27
  • S66 Uniform Combined State Law Examination
    2014-01-27
Other Names
  • Steve John Majoris
  • Steve John Majoris

View on SEC IAPD

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