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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-02 |
| WA | RA | APPROVED | 2024-06-14 |
Branch Locations
8905 W Gage Blvd, Ste 110, Kennewick, WA 99336 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Kennewick | WA | 06/2012 | 10/2020 |
| Lpl Financial, Llc | Kennewick | WA | 10/2020 | Present |
| Cornerstone Wealth Strategies | Kennewick | WA | 10/2020 | Present |
1. 10/29/2020 - CORNERSTONE WEALTH STRATEGIES - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Start Date: 11/01/2020 - 120 Hours Per Month/6 Hours During Securities Trading - Time Spent 100%. 2. 10/29/2020 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Agent - Start Date: 11/01/2020 - 0 Hours Per Month - Time Spent 0% - Selling Life, Disability, and LTC. 3. 12/7/2020 - Cornerstone Wealth Strategies - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 10/29/2020 - 160 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Cornerstone Wealth Strategies, an independent investment advisor firm. I started this business activity in 10/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-06 |
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