Best Investors
Account
Sign in
Best Investors
Account
Sign in
Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Austin | TX | 02/2019 | 01/2021 |
| Bank Of America/ Merrill Lynch | Austin | TX | 04/2015 | 12/2016 |
| Guardian Life Insurance Company | Austin | TX | 11/2018 | 01/2019 |
| Park Avenue Securities | Austin | TX | 11/2018 | 01/2019 |
| Unemployed | Austin | TX | 01/2017 | 10/2018 |
| Bank Of America/ Merrill Edge | Austin | TX | 12/2012 | 12/2016 |
| Charles Schwab & Co., Inc. | Austin | TX | 08/2021 | Present |
| Charles Schwab Bank, Ssb | Austin | TX | 08/2021 | Present |
| N/A | Austin | TX | 01/2021 | 08/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-02 |
Reach out to this advisor