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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-08-09 |
| TX | RA | APPROVED | 2023-08-09 |
Branch Locations
Garden City, NY • United States
90 Park Ave 18Th Floor, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | New York | NY | 05/2014 | 08/2022 |
| Mml Investors Services, Llc | New York | NY | 10/2016 | 08/2022 |
| Lenox Advisors, Inc. (Mass Mutual) | New York | NY | 05/2014 | 08/2022 |
| Paris International Corporation | Great Neck | NY | 08/2022 | 07/2023 |
| Commonwealth Financial Network | Waltham | MA | 08/2022 | 07/2023 |
| Mml Investors Services, Llc | New York | NY | 07/2023 | Present |
| Mass Mutual Life Insurance Company | New York | NY | 07/2023 | Present |
| Lenox Advisors, Inc. | New York | NY | 07/2023 | Present |
(1)NAME: CHRISTIAN MESSINA/LENOX ADVISORS, INC. INV REL: Y ADD: 90 PARK AVENUE, 18th FLOOR, NEW YORK, NY 10016 NATURE: NONMMLIA INSURANCE BROKERAGE: LIFE, DISABILITY, EQUITY FIXED LIFE, LONG-TERM CARE, FIXED ANNUITIES, HEALTH POSITION: SENIOR VICE PRESIDENT START DATE: 07/24/2023 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 (2)NAME: CHRISTIAN MESSINA INV REL: Y ADD: BROOKLYN, NY 11201 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START DATE: 05/01/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DUTIES: LANDLORD
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-03-20 |
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