Catherine Mary Mcdougall

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2019-12-04

WA RA
APPROVED

Since 2019-12-04

Branch Locations

Bremerton, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	06/2012	11/2019
Lpl Financial, Llc	Bremerton	WA	12/2019	Present

06/2012 → 11/2019

Edward Jones

St Louis, MO
12/2019 → Present

Lpl Financial, Llc

Bremerton, WA

Previous Registrations

2012-10-01 → 2019-12-04

Edward Jones

Monterey, CA

St Louis, MO

Other Businesses

1. 12/03/2019 - MCDOUGALL WEALTH STRATEGIES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ BREMERTON, WA 2. 02/23/2022 - McDougall Wealth Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/10/2022 - 80 Hours Per Month/20 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-08-04

S66 Uniform Combined State Law Examination

2012-08-04

Designations

Certified Financial Planner

Other Names

Catherine Mary Waskiewicz

View on SEC IAPD