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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-09-02
CA RA APPROVED 2015-09-01
  • TX RA
    APPROVED
    Since 2015-09-02
  • CA RA
    APPROVED
    Since 2015-09-01

Branch Locations

275 E Rivulon Blvd, Gilbert, AZ 85297 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 06/2015 Present
Bank Of America, N.A. Chandler AZ 08/2015 Present
Other Businesses

I*422850For profit or not for profit: Name of outside business organization: Lacrosse Leadership InstituteInvestment related: NAddress of business: Chandler, Arizona, 85225Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , host video podcast to let individuals share their stories about lacrosse and leadershiporganizational tasksI*115562For profit or not for profit: For-Profit OrganizationName of outside business organization: AZ Hot Sauce LacrosseInvestment related: NAddress of business:Phoenix, Arizona 85048Nature of business: LLC,Position, title, association: Other, coachStart date of relationship: 6/16/2018Number of hours devoted: 100 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Couch youth travel lacrosseI*115559For profit or not for profit: Non-Profit OrganizationName of outside business organization: Ahwatukee Lightning Lacrosse ClubInvestment related: NAddress of business:Phoenix, Arizona 85048Nature of business: Corporation,Position, title, association: Fiduciary, Start date of relationship: 10/1/2018Number of hours devoted: 24 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Coach U14 Boys lacrosseI*130519For profit or not for profit: For-Profit OrganizationName of outside business organization: OptaviaInvestment related: NAddress of business:Baltimore, Maryland 21202Nature of business: LLC,Position, title, association: Part-Time, Start date of relationship: 3/19/2020Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Health coach. I follow a meal plan and encourage others to follow a meal plan and to stick to said meal plan.I*795268For profit or not for profit: Entity For ProfitName of outside business organization: Prodigy MediaInvestment related: NAddress of business: Salt Lake City, Utah, 84115Nature of business: ["Corporation"]Position, title, association: ["Employee"], Start date of relationship: 5/8/2022Number of hours devoted: 12 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , Commentary for lacrosse game streamI*398682For profit or not for profit: Entity CharitableName of outside business organization: Arizona State University Men's Lacrosse ClubInvestment related: NAddress of business: OBA, OBA, OBANature of business: ["Charitable Organization"]Position, title, association: ["Board Member"], Start date of relationship: 6/28/2018Number of hours devoted: 10 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , They haven't made a decision yet, but they were talking about putting me on the executive board of the asu lacrosse team as an alumni representativeI would help instill alumni involvement in ASU lacrosse I* 1686325 For profit or not for profit: Name of outside business organization: Adam State University Investment related: no Address of business: Alamosa, Colorado, 81101 Nature of business: School, College or University Position, title, association: Consultant/Independent Contractor Start date of relationship: 02/02/2024 Number of hours devoted: 20 yearly Number of hours devoted during trading hours: 0 Duties: Play by Play commentating for lacrosse games I* 1689275 For profit or not for profit: Entity For Profit Name of outside business organization: ULAX Investment related: no Address of business: Niwot, CO, 80544 Nature of business: Limited Liability Company Position, title, association: Employee Start date of relationship: 02/17/2024 Number of hours devoted: 3 weekly Number of hours devoted during trading hours: 0 Duties: Bring lacrosse goals to field, manage referees and stat personnel. Be the league manager for AZ

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-28
  • S66 Uniform Combined State Law Examination
    2015-08-28

View on SEC IAPD

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