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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2025-05-22 |
| TX | RA | APPROVED | 2025-05-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mark Leong | Honolulu | HI | 03/2023 | 10/2023 |
| Adp | El Paso | TX | 05/2019 | 04/2023 |
| Self Employed | El Paso | TX | 04/2018 | 05/2019 |
| Wells Fargo | El Paso | TX | 03/2016 | 04/2018 |
| Northwestern Mutual Investment Services Llc | Honolulu | HI | 10/2023 | 03/2024 |
| Mark Leong | Honolulu | HI | 05/2023 | Present |
| Northwestern Mutual Investment Services Llc | Honolulu | HI | 12/2024 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-17 |
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