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Kerry Goodnight Kain

Wells Fargo Clearing Services, LLC

Philadelphia, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-08-21
IA RA APPROVED 2019-08-13
TX RA APPROVED 2019-08-13
PA RA APPROVED 2019-02-28
  • NJ RA
    APPROVED
    Since 2019-08-21
  • IA RA
    APPROVED
    Since 2019-08-13
  • TX RA
    APPROVED
    Since 2019-08-13
  • PA RA
    APPROVED
    Since 2019-02-28

Branch Locations

100 N 18Th St 22Nd Fl Two Logan Square, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Philadelphia PA 03/2016 Present
Other Businesses

RENTAL PROPERTY; INV RELATED; PHILADELPHIA, PA; 50% OWNERSHIP WITH SPOUSE; 07/2025; 5 HOURS PER MONTH; 0 DURING TRADING; RENTING OUT UNIT IN DUPLEX

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-28
  • S66 Uniform Combined State Law Examination
    2019-02-28
Other Names
  • Kerry A Goodnight
  • Kerry Ann Goodnight

View on SEC IAPD

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Other Offices

GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA
CLARK CAPITAL MANAGEMENT GROUP INC · PHILADELPHIA, PA
GLOBAL ADVISERS, LLC · PHILADELPHIA, PA
BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA
VERITABLE FINANCIALS LLC · PHILADELPHIA, PA
CHARLES SCHWAB & CO., INC. · Philadelphia, PA
MORGAN STANLEY · Philadelphia, PA
J.P. MORGAN SECURITIES LLC · Philadelphia, PA

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