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Kyle Benjamin Smith

Mml Investors Services, LLC

Mechanicsburg, PA

Mechanicsburg, PA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-21
PA RA APPROVED 2021-03-19
  • TX RA
    APPROVED_RES
    Since 2022-01-21
  • PA RA
    APPROVED
    Since 2021-03-19

Branch Locations

Mechanicsburg, PA • United States

100 Sterling Parkway Suite 307, Mechanicsburg, PA 17050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. St. Louis MO 11/2015 02/2018
Td Ameritrade, Inc. Harrisburg PA 02/2018 11/2019
Td Ameritrade Investment Management, Llc Harrisburg PA 02/2018 11/2019
Mass Mutual Life Insurance Co. Mechanicsburg PA 03/2021 Present
Mml Investors Services Mechanicsburg PA 03/2021 Present
Campusdoor Inc. Carlisle PA 12/2019 03/2021
  • 11/2015 → 02/2018
    Scottrade, Inc.
    St. Louis, MO
  • 02/2018 → 11/2019
    Td Ameritrade, Inc.
    Harrisburg, PA
  • 02/2018 → 11/2019
    Td Ameritrade Investment Management, Llc
    Harrisburg, PA
  • 03/2021 → Present
    Mass Mutual Life Insurance Co.
    Mechanicsburg, PA
  • 03/2021 → Present
    Mml Investors Services
    Mechanicsburg, PA
  • 12/2019 → 03/2021
    Campusdoor Inc.
    Carlisle, PA
Previous Registrations
  • 2018-02-27 → 2019-12-03
    Td Ameritrade, Inc.
    St. Louis, MO
    Harrisburg, PA
  • 2018-10-25 → 2019-12-03
    Td Ameritrade Investment Management, Llc
    Harrisburg, PA
  • 2018-02-26 → 2018-06-14
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 2016-09-07 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2014-07-01 → 2014-12-26
    Cambridge Investment Research Advisors, Inc.
    Wormleysburg, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-02
  • S66 Uniform Combined State Law Examination
    2013-08-02

View on SEC IAPD

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