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Charles James Rechtiene

J.P. Morgan Securities LLC

Boston, MA

CRD 6077929

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-18
  • TX RA
    APPROVED
    Since 2023-05-18

Branch Locations

50 Rowes Wharf Floor 03, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Boston MA 07/2012 Present
Jpmorgan Chase Bank Na Boston MA 07/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-18
S63 Uniform Securities Agent State Law Examination 2013-10-09
  • S65 Uniform Investment Adviser Law Examination
    2023-05-18
  • S63 Uniform Securities Agent State Law Examination
    2013-10-09

View on SEC IAPD

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BAYPINE HOLDINGS LP
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Nearby Investors

JOHN KENNEDY
JOSHUA WEBSTER JONES
STEPHEN ELLSWORTH JOHNSON

Nearby Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA

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