John C Collins

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2021-05-26
TX	RA	APPROVED	2020-01-07
CA	RA	APPROVED	2019-05-28

AZ RA
APPROVED

Since 2021-05-26
TX RA
APPROVED

Since 2020-01-07
CA RA
APPROVED

Since 2019-05-28

Branch Locations

8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States

115 E Hwy 260, Payson, AZ 85541 • United States

1551 E White Mountain Blvd, Pinetop, AZ 85935 • United States

9 N Main St, Snowflake, AZ 85937 • United States

210 W 2Nd St, Winslow, AZ 86047 • United States

266 Navajo Blvd, Holbrook, AZ 86025 • United States

2085 E Highway 60, Miami, AZ 85539 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Ontario	CA	05/2012	05/2019
Bank Of America, N.A.	Ontario	CA	01/2013	05/2019
Wells Fargo Clearing Services, Llc	Pasadena	CA	05/2019	Present

05/2012 → 05/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ontario, CA
01/2013 → 05/2019

Bank Of America, N.A.

Ontario, CA
05/2019 → Present

Wells Fargo Clearing Services, Llc

Pasadena, CA

Previous Registrations

2012-10-10 → 2019-05-28

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ontario, CA

Other Businesses

RAD RIDES LLC, NOT INV RELATED, CORONA, CA, 100% OWNERSHIP, START 10/1/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, ORGANIZING AND PROMOTING MOTORCYCLE RIDES.| CCV STARS, NOT INV RELATED, MESA, AZ, ASSISTANT SOCCER COACH, START: 8/5/2024, 12 HOURS A MONTH, 0 HOURS DURING TRADING, COACHING SOCCER.| COMMERCIAL RENTAL PROPERTY; INV RELATED; PAYSON, AZ; 100% OWNERSHIP; START DATE 02/10/2025; 4 HOURS PER MONTH; 0 HOURS DURING TRADING 1 PARCEL RENTAL PROPERTY ; INV RELATED;PINE,AZ; 100% OWNERSHIP; START DATE: 06/30/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-10-09

S66 Uniform Combined State Law Examination

2012-10-09

Other Names

John Collins

View on SEC IAPD