Ryan Patrick Casey

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2015-11-25

NJ RA
APPROVED

Since 2015-11-25

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs	Weehawken	NJ	06/2014	Present

06/2014 → Present

Ubs

Weehawken, NJ

Other Businesses

MC Oiler's Baseball Club,MC Oilers Baseball Club is a competitive youth baseball program focused on developing youth baseball players (ages 12 - 16) and organize teams to compete in weekend baseball tournaments,New Jersey,United States,I am a coach of a youth (13 year old) club baseball team where we play in local tournaments on the weekends.Start date -3/28/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-11-25

S66 Uniform Combined State Law Examination

2015-11-25

View on SEC IAPD