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Robert Clifton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bradenton, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2026-02-05
TX RA APPROVED 2013-06-20
FL RA APPROVED 2012-08-22
  • VT RA
    APPROVED
    Since 2026-02-05
  • TX RA
    APPROVED
    Since 2013-06-20
  • FL RA
    APPROVED
    Since 2012-08-22

Branch Locations

1401 Manatee Ave W, Bradenton, FL 34205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bradenton FL 05/2012 Present
Bank Of America, N.A Bradenton FL 09/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-20
  • S66 Uniform Combined State Law Examination
    2012-08-20
Other Names
  • Robert Wesley Clifton

View on SEC IAPD

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PENINSULA ASSET MANAGEMENT INC · BRADENTON, FL
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LEVEL FOUR ADVISORY SERVICES · Bradenton, FL
EDWARD JONES · BRADENTON, FL
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