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Paul Daniel Endow

LPl Financial LLC

Fort Mill, SC

Wausau, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-11-27
WI RA APPROVED 2024-11-27
  • SC RA
    APPROVED
    Since 2024-11-27
  • WI RA
    APPROVED
    Since 2024-11-27

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Wausau, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2015 12/2017
Northwestern Mutual Investment Services Llc Milwaukee WI 12/2017 08/2018
Lpl Financial Llc San Diego CA 02/2019 Present
Unemployed San Diego CA 08/2018 02/2019
  • 10/2015 → 12/2017
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2017 → 08/2018
    Northwestern Mutual Investment Services Llc
    Milwaukee, WI
  • 02/2019 → Present
    Lpl Financial Llc
    San Diego, CA
  • 08/2018 → 02/2019
    Unemployed
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-26
S63 Uniform Securities Agent State Law Examination 2019-03-18
  • S66 Uniform Combined State Law Examination
    2024-11-26
  • S63 Uniform Securities Agent State Law Examination
    2019-03-18
Other Names
  • Paul Daniel Endow
  • Paul Daniel Endow

View on SEC IAPD

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WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

More in Fort Mill, SC

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