Stephen Davis Small

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2017-11-13

PA RA
APPROVED

Since 2017-11-13

Branch Locations

620 Lowry Avenue, Jeannette, PA 15644 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stetson University	Deland	FL	08/2015	12/2016
Unemployed	Latrobe	PA	01/2017	10/2017
Axa Advisors, Llc	New York	NY	10/2017	06/2020
Equitable Advisors, Llc	New York	NY	10/2017	Present

08/2015 → 12/2016

Stetson University

Deland, FL
01/2017 → 10/2017

Unemployed

Latrobe, PA
10/2017 → 06/2020

Axa Advisors, Llc

New York, NY
10/2017 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1) Marc Jacobsen & Associates - Consultant non-investment - 04/2022 - 20hrs/mth. 2) Ligonier Lodge 331 F&AM - Treasurer non-investment - Ligonier, PA - Board Position Start 01/2026 - 10hrs/mth. 3) Independent Agent Outside Fixed Insurance Appointment.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-11-09

S66 Uniform Combined State Law Examination

2017-11-09

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews