Tom Elliott

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 10/2016
  Rbc Wealth Management
  Bainbridge Island, WA
• 10/2016 → Present
  Rbc Capital Markets, Llc
  Bainbridge Island, WA
• 03/2019 → Present
  City National Bank
  Bainbridge Island, WA

Other Businesses

NAME: Island Woods Retreat; Non-Investment related; ADDRESS: 8555 Ferncliff Ave NE, Bainbridge Island, WA 98110; NATURE OF BUSINESS: Short-term Rental Property; POSITION: Sole Proprietor; PROJECTED START DATE: 07/01/22; TIME DEVOTE: 1 hour per week; 0 during securities trading hours; DUTIES: Rental property owner and manager.

Exams

• S66 Uniform Combined State Law Examination
  2015-10-23

Designations

• Certified Financial Planner

Other Names

• Thomas Mckellar Elliott