Daniel R Liffman

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-02-06
NY	RA	APPROVED	2021-04-19
NJ	RA	APPROVED	2012-09-05
TX	RA	APPROVED	2012-09-04

Branch Locations

1499 Post Rd Investment Solutions Group, Fairfield, CT 06824 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner And Smith Incorporated	Pennington	NJ	06/2012	Present
Bank Of America, N.A.	Pennington	NJ	07/2012	Present

06/2012 → Present

Merrill Lynch, Pierce, Fenner And Smith Incorporated

Pennington, NJ
07/2012 → Present

Bank Of America, N.A.

Pennington, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-08-30