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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-09-05 |
| TX | RA | APPROVED | 2024-09-05 |
Branch Locations
4300 East 53Rd Street Suite 300, Davenport, IA 52807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. | Chicago | IL | 10/2015 | 09/2024 |
| Morgan Stanley Smith Barney Llc | Davenport | IA | 09/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2024 | Present |
*610390 - Rental Property ; Investment Related - Yes; Chicago, Illinois; Real Estate; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2024; During Business Hours: 0; After Business Hours: 0.5; Property Management. *612987 - A&GMH LP; Investment related: Yes; Davenport, Iowa; Investment/Finance/Banking; Partner(proprietor, partner, officer, director, employee, trustee, agent); 2/2024; During business hours: 1; After business hours: 0; Administrative *699865- A& NNH LP; Investment related - Yes; Davenport, Iowa; Investment/Finance/Banking; Partner (proprietor, partner, officer, director, employee, trustee, agent); 06/2026; During business hours: 1; After business hours: 0; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-06 |
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