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Tomiko Reyelle Arthur

Sovereign Wealth Advisors LLC

Houston, TX

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Current Employers
Sovereign Wealth Advisors Llc

24 Greenway Plaza Suite 1895, Houston, TX 77046 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-20
  • TX RA
    APPROVED
    Since 2023-11-20

Branch Locations

24 Greenway Plaza Suite 1895, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kanaly Trust Houston TX 04/2014 04/2017
Mercer Global Advisors Inc. Houston TX 05/2017 01/2019
Robert W. Baird & Co. Incorporated Houston TX 05/2019 03/2021
Unemployed Houston TX 02/2019 04/2019
Mariner Wealth Advisors Houston TX 03/2021 05/2021
Americana Partners, Llc Houston TX 05/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-01
  • S65 Uniform Investment Adviser Law Examination
    2017-05-01
Other Names
  • Tomiko Reyelle Miller
  • Tomiko Reyelle Arthur
  • Tomiko R Arthur

View on SEC IAPD

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