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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-06-24
  • PA RA
    APPROVED
    Since 2026-06-24

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

Landenberg, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Horsham PA 04/2009 03/2018
Lpl Financial Llc Wilmington DE 05/2018 Present
Private Advisor Group, Llc Morristown NJ 05/2018 Present
  • 04/2009 → 03/2018
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 05/2018 → Present
    Lpl Financial Llc
    Wilmington, DE
  • 05/2018 → Present
    Morristown, NJ
Previous Registrations
Other Businesses

1)5/14/18- SGI Wealth Management, LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Wilmington, DE- 100% 2)5/14/18- Non-Variable Insurance- Agent for Fixed - Inv. Related- Wilmington, De- 40% 3. 6/14/2018 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date:04/23/2018 - 160 Hours Per Month/8 Hours During Trading - Time Spent: 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 6/14/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 6/14/2018 - Private Advisor Group - DBA: (Hybrid) SGI WEALTH MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:04/23/2018 - 160 Hours Per Month/8 Hours During Trading - Time Spent: 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 6/14/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5). 10/30/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:09/01/2018 - 40 Hours Per Month/30 Hours During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-19
  • S66 Uniform Combined State Law Examination
    2007-01-19
Other Names
  • Bill Wahl

View on SEC IAPD

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