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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-06-24 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
Landenberg, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 04/2009 | 03/2018 |
| Lpl Financial Llc | Wilmington | DE | 05/2018 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 05/2018 | Present |
1)5/14/18- SGI Wealth Management, LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Wilmington, DE- 100% 2)5/14/18- Non-Variable Insurance- Agent for Fixed - Inv. Related- Wilmington, De- 40% 3. 6/14/2018 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date:04/23/2018 - 160 Hours Per Month/8 Hours During Trading - Time Spent: 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 6/14/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 6/14/2018 - Private Advisor Group - DBA: (Hybrid) SGI WEALTH MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:04/23/2018 - 160 Hours Per Month/8 Hours During Trading - Time Spent: 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 6/14/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5). 10/30/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:09/01/2018 - 40 Hours Per Month/30 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-19 |
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