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Charlotte Gorman

Mio Partners, Inc.

Duxbury, MA

CRD 6076519

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Employer firm

Mio Partners, Inc. CRD 108637

$59.6B regulatory AUM 975 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (pooled vehicles)
  • Selection of other advisers
  • Educational seminars
  • PORTFOLIO MANAGEMENT FOR EMPLOYEES SECURITIES COMPANIES

From the firm’s Form ADV. Read the guides:

Current Employers
Mio Partners, Inc.

630 Fifth Avenue, 37Th Floor, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-07-18
  • MA RA
    APPROVED
    Since 2024-07-18

Branch Locations

Duxbury, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mio Partners Inc. New York NY 05/2015 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-01-02
S65 Uniform Investment Adviser Law Examination 2023-11-02
  • S63 Uniform Securities Agent State Law Examination
    2026-01-02
  • S65 Uniform Investment Adviser Law Examination
    2023-11-02
Other Names
  • Charlotte Maitin Gorman
  • Charlotte Ohhalloran
  • Charlotte Ohalloran

View on SEC IAPD

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