Blake Charles Knoefel

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-05-26
NC	RA	APPROVED	2018-06-01

TX RA
APPROVED_RES

Since 2021-05-26
NC RA
APPROVED

Since 2018-06-01

Branch Locations

110 Matthews Station St., Suite 2F, Matthews, NC 28105 • United States

5960 Fairview Rd. Ste. 322, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Penn Mutual Life Ins Co	Horsham	PA	10/2014	06/2018
Hornor Townsend & Kent Inc	Horsham	PA	10/2014	06/2018
Cambridge Investment Research, Inc.	Fairfield	IA	06/2018	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	06/2018	Present

10/2014 → 06/2018

Penn Mutual Life Ins Co

Horsham, PA
10/2014 → 06/2018

Hornor Townsend & Kent Inc

Horsham, PA
06/2018 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
06/2018 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2014-10-27 → 2018-05-30

Hornor, Townsend & Kent, Llc

Charlotte, NC
2013-07-02 → 2014-09-30

Crown Capital Securities, L.P.

Charlotte, NC

Other Businesses

1. NEW SOUTH WEALTH MANAGEMENT, 10955 WINDS CROSSING DR #100, CHARLOTTE, NC, 6/2018 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 20/WK - 4/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. COACH/PLAYER FOR CHURCH SOFTBALL TEAM, ALTERNATIVE, 05/01/19, 1/MO- 0/TRADING 4. BLAKE C. KNOEFEL, 5542 Whispering Wind Lane, Indian trail NC 28079, 11/01/2024, Self, renting personal home, Real Estate, NIR, 2 HR/MO, 0 HR/MO TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-11-07

S66 Uniform Combined State Law Examination

2012-11-07

View on SEC IAPD