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Dante Oriente

Ubs Financial Services Inc.

Cedar Grove, NJ

Weehawken, NJ

New York, NY

CRD 6076146

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-12-23
TX RA APPROVED_RES 2017-09-13
NJ RA APPROVED 2015-08-19
  • CT RA
    APPROVED
    Since 2019-12-23
  • TX RA
    APPROVED_RES
    Since 2017-09-13
  • NJ RA
    APPROVED
    Since 2015-08-19

Branch Locations

Cedar Grove, NJ • United States

1000 Harbor Blvd., Weehawken, NJ 07086 • United States

1285 Avenue Of The Americas 20Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 06/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-19
S63 Uniform Securities Agent State Law Examination 2012-07-12
  • S66 Uniform Combined State Law Examination
    2015-08-19
  • S63 Uniform Securities Agent State Law Examination
    2012-07-12
Other Names
  • Dante Oriente

View on SEC IAPD

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