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Anthony Dimaiuta

Fisher Investments

Manalapan, NJ

Plano, TX

CRD 6075463

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-20
TX RA APPROVED 2024-11-15
  • NJ RA
    APPROVED
    Since 2024-11-20
  • TX RA
    APPROVED
    Since 2024-11-15

Branch Locations

Manalapan, NJ • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. New York NY 02/2014 08/2017
Blackrock Princeton NJ 08/2017 11/2024
Blackrock Investments, Llc Princeton NJ 10/2017 11/2024
Fisher Investments Plano TX 11/2024 Present
  • 02/2014 → 08/2017
    Royal Alliance Associates, Inc.
    New York, NY
  • 08/2017 → 11/2024
    Blackrock
    Princeton, NJ
  • 10/2017 → 11/2024
    Blackrock Investments, Llc
    Princeton, NJ
  • 11/2024 → Present
    Fisher Investments
    Plano, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-09
S63 Uniform Securities Agent State Law Examination 2013-09-16
  • S65 Uniform Investment Adviser Law Examination
    2017-01-09
  • S63 Uniform Securities Agent State Law Examination
    2013-09-16
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst
Other Names
  • Anthony Dimaiuta

View on SEC IAPD

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