Inactive

Nicholas Paul Pantle

San Francisco, CA

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Current Employers

Farther

345 California Street Suite 600, San Francisco, CA 94104 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-01-02

NJ RA
APPROVED

Since 2026-01-02

Branch Locations

345 California Street Suite 600, San Francisco, CA 94104 • United States

270 N. Elmwood Road Suite H-160, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial	Weehawken	NJ	06/2013	08/2017
Commonwealth Financial Network	Marlton	NJ	08/2017	12/2020
Purshe Kaplan Sterling Investments, Inc.	Marlton	NJ	01/2021	06/2025
Masso Torrence Wealth Management Inc	Marlton	NJ	08/2017	11/2025
Farther	Marlton	NJ	09/2025	Present

06/2013 → 08/2017

Ubs Financial

Weehawken, NJ
08/2017 → 12/2020

Commonwealth Financial Network

Marlton, NJ
01/2021 → 06/2025

Purshe Kaplan Sterling Investments, Inc.

Marlton, NJ
08/2017 → 11/2025

Masso Torrence Wealth Management Inc

Marlton, NJ
09/2025 → Present

Farther

Marlton, NJ

Previous Registrations

2021-01-19 → 2025-11-17

Masso Torrence Wealth Management Inc.

Marlton, NJ
2017-08-28 → 2020-12-31

Commonwealth Financial Network

Marlton, NJ
2014-04-21 → 2017-08-25

Ubs Financial Services Inc.

Mt. Laurel, NJ

Weehawken, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-04-18

S66 Uniform Combined State Law Examination

2014-04-18

Designations

View on SEC IAPD

Other Firms

FORT POINT CAPITAL PARTNERS LLC

DIVISAR CAPITAL MANAGEMENT, LLC

CHARLES SCHWAB & CO., INC.

1SHARPE CAPITAL LLC

RBC SECURITIES, INC

STRATEGIC ADVISERS LLC

VALEAS CAPITAL PARTNERS

ZENTARA EXCHANGE LTD

Other Investors

TIMOTHY TODD MCDOWELL

JOHN HUGH MCDEVITT

JOSEPH WADE PITTS

MARK ALLAN ANDERSON

RALPH MELVILLE DRYBROUGH

PAUL ROBERT TOUCHSTONE

Jacob David Mahoney

ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA

DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA

CHARLES SCHWAB & CO., INC. · San Francisco, CA

1SHARPE CAPITAL LLC · SAN FRANCISCO, CA

RBC SECURITIES, INC · SAN FRANCISCO, CA

STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA

VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA

ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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