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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-11-17
  • MI RA
    APPROVED
    Since 2018-11-17

Branch Locations

Midland, MI • United States

6189 Lake Michigan Dr, Allendale, MI 49401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Midland MI 05/2015 11/2024
State Farm Insurance Midland MI 05/2015 11/2024
State Farm Investment Management Corp. Midland MI 08/2018 11/2024
Josh Harris' Insurance Agency Allendale MI 11/2024 Present
State Farm Vp Management Corp Allendale MI 11/2024 Present
State Farm Investment Management Corp Allendale MI 11/2024 Present
  • 05/2015 → 11/2024
    State Farm Vp Management Corp
    Midland, MI
  • 05/2015 → 11/2024
    State Farm Insurance
    Midland, MI
  • 08/2018 → 11/2024
    Midland, MI
  • 11/2024 → Present
    Josh Harris' Insurance Agency
    Allendale, MI
  • 11/2024 → Present
    State Farm Vp Management Corp
    Allendale, MI
  • 11/2024 → Present
    Allendale, MI
Other Businesses

1) Josh Harris's Insurance Agency; Investment-related; 6189 Lake Michigan Dr Allendale, MI 49401; Other; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 11/1/2024; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-17
S63 Uniform Securities Agent State Law Examination 2012-06-21
  • S65 Uniform Investment Adviser Law Examination
    2018-11-17
  • S63 Uniform Securities Agent State Law Examination
    2012-06-21
Other Names
  • Josh Harris

View on SEC IAPD

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