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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-02-16 |
Branch Locations
33 Bull Street Suite 200, Savannah, GA 31401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Champion Group | Shavano Park | TX | 05/2016 | 09/2016 |
| Kcg Investment Advisory Services | Savannah | GA | 10/2016 | 12/2021 |
| Stifel | Savannah | GA | 12/2021 | Present |
Rental Property; 1747 Meadow Way, Sapphire, NC 28774; rental; owner; spouse of owner; 1/19/22; 0 hours/year; not during securities trading hours; not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-14 |
| S65 | Uniform Investment Adviser Law Examination | 2014-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-07 |
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