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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-10-28
  • WI RA
    APPROVED
    Since 2021-10-28

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Hudson, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hudson Community School District Hudson IA 01/2016 Present
Northwestern Mutual Waterloo IA 05/2012 09/2017
Bill Colwell Ford Hudson IA 09/2017 11/2018
Cuna Mutual Group Waverly IA 11/2018 09/2021
Cuna Brokerage Services, Inc. Waverly IA 11/2018 09/2021
Northwestern Mutual Investment Services Llc Milwaukee WI 10/2021 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2021 Present
  • 01/2016 → Present
    Hudson Community School District
    Hudson, IA
  • 05/2012 → 09/2017
    Northwestern Mutual
    Waterloo, IA
  • 09/2017 → 11/2018
    Bill Colwell Ford
    Hudson, IA
  • 11/2018 → 09/2021
    Cuna Mutual Group
    Waverly, IA
  • 11/2018 → 09/2021
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 10/2021 → Present
    Milwaukee, WI
  • 09/2021 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
Previous Registrations
Other Businesses

HEAD BOYS HIGH SCHOOL TRACK & FIELD COACH, HUDSON COMMUNITY SCHOOL DISTRICT, 136 S WASHINGTON ST, HUDSON, , IOWA, 50643, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 11/5/2015, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 0-5, HEAD BOYS HIGH SCHOOL TRACK & FIELD COACH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-22
S63 Uniform Securities Agent State Law Examination 2013-02-25
  • S65 Uniform Investment Adviser Law Examination
    2014-05-22
  • S63 Uniform Securities Agent State Law Examination
    2013-02-25
Other Names
  • Blaire Lauren Dinsdale

View on SEC IAPD

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