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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-11-30
TX RA APPROVED 2016-11-11
  • FL RA
    APPROVED
    Since 2016-11-30
  • TX RA
    APPROVED
    Since 2016-11-11

Branch Locations

9000 Southside Blvd Central Business Review Unit, Jacksonville, FL 32256 • United States

Jacksonville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 10/2014 Present
Other Businesses

I*744238 For profit or not for profit: Entity For Profit Name of outside business organization: Bowen Photography Investment related: N Address of business: Jacksonville, Florida, 32256 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 2/28/2022 Number of hours devoted: 5 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Photographer for weddings/portraits/events

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-10
S63 Uniform Securities Agent State Law Examination 2014-11-13
  • S66 Uniform Combined State Law Examination
    2016-11-10
  • S63 Uniform Securities Agent State Law Examination
    2014-11-13

View on SEC IAPD

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