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Andrew Thomas Becket

Rbc Capital Markets, LLC

Atlanta, GA

Atlanta, GA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-04
GA RA APPROVED 2023-08-25
  • TX RA
    APPROVED_RES
    Since 2023-10-04
  • GA RA
    APPROVED
    Since 2023-08-25

Branch Locations

3550 Lenox Road Suite 1950, Atlanta, GA 30326 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aspiriant Los Angeles CA 05/2014 01/2017
Aspiriant Los Angeles CA 01/2017 12/2018
Aspiriant Los Angeles CA 01/2019 05/2022
Laguna Wealth Advisors Palm Springs CA 06/2022 03/2023
Ubs Financial Services, Inc Atlanta GA 04/2023 08/2023
Rbc Capital Markets, Llc Atlanta GA 08/2023 Present
  • 05/2014 → 01/2017
    Aspiriant
    Los Angeles, CA
  • 01/2017 → 12/2018
    Aspiriant
    Los Angeles, CA
  • 01/2019 → 05/2022
    Aspiriant
    Los Angeles, CA
  • 06/2022 → 03/2023
    Laguna Wealth Advisors
    Palm Springs, CA
  • 04/2023 → 08/2023
    Ubs Financial Services, Inc
    Atlanta, GA
  • 08/2023 → Present
    Rbc Capital Markets, Llc
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-09-29
S65 Uniform Investment Adviser Law Examination 2019-01-31
  • S63 Uniform Securities Agent State Law Examination
    2023-09-29
  • S65 Uniform Investment Adviser Law Examination
    2019-01-31

View on SEC IAPD

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