David Leland Marshall

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-01-15
TX	RA	APPROVED_RES	2019-12-04
KY	RA	APPROVED	2019-10-18

FL RA
APPROVED

Since 2021-01-15
TX RA
APPROVED_RES

Since 2019-12-04
KY RA
APPROVED

Since 2019-10-18

Branch Locations

1925 Frederica Street; Suite 100, Owensboro, KY 42301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.J.B. Hilliard, W.L. Lyons, Llc	Owensboro	KY	06/2012	Present
Robert W. Baird & Co. Incorporated	Owensboro	KY	10/2019	Present

06/2012 → Present

J.J.B. Hilliard, W.L. Lyons, Llc

Owensboro, KY
10/2019 → Present

Robert W. Baird & Co. Incorporated

Owensboro, KY

Previous Registrations

2012-10-12 → 2019-10-18

J.J.B. Hilliard, W.L. Lyons, Llc

Owensboro, KY

Other Businesses

1) MCKAY GRANDCHILDREN TESTAMENTARY TRUST, TRUSTEE OF TESTAMENTRY TRUST IF IT IS EVERY IN EXISTENCE, START DATE 06/01/2017, 0 HRS/MO TRDING. 2) ALLEN DALE WALKER TRUST UNDER WILL FBO STEPHANIE WALKER, FIDUCIARY APPT FOR COUSIN, START DATE 09/01/2018, 0 HRS/MO, 0 HRS/MO TRADING. Name/Address: St. Joseph's Peace Mission for Children, 1328 W 3rd St Owensboro, KY 42301 Start date: 1/28/14 Hours spent: 6-10 hours/month Hours spent during trading Hours: 2 hours/month Role/Responsibility: Executive committee member Not Investment related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-10-01

S66 Uniform Combined State Law Examination

2012-10-01

Other Names

David Marshall

View on SEC IAPD