David W Russell

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 05/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
• 12/2013 → 05/2022
  Bank Of America, N.A.
  Chandler, AZ
• 05/2022 → 04/2023
  Morgan Stanley
  Tempe, AZ
• 04/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ

Previous Registrations

• 2022-06-06 → 2023-05-05
  Morgan Stanley
  Tempe, AZ
• 2013-02-25 → 2022-05-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
  Chandler, AZ
  Chandler, AZ
  Chicago, IL
  Chicago, IL
  Boston, MA
  Rolling Meadows, IL
  Westlake, OH
  Chicago, IL
  Pennington, NJ
  Chandler, AZ
  Boston, MA
  New York, NY
  Chicago, IL

Other Businesses

I*3756280, Entity Type: , Name of OBA: Russell Tucson Investments LLC, Address: Apex, North Carolina, 27539, Investment Related: N, Position, Title, Association: member , Employee Start Date: 03/31/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Very minimal. Most of it should be collecting mail and sharing information with the managing members of the LLC. The bank account is set up for online and is accessible to the managing members currently. There are no investment properties at this time.This is a LLC that used to hold a rental property, that my parents owned. The rental property has been sold and there is no assets outside of the bank accounts at Bank of America at this time. My parents want to add me as a member of the LLC. The LLC is registered in Arizona and want a member who lives in the state that it is registered

Exams

• S66 Uniform Combined State Law Examination
  2012-11-15

Other Names

• David Russell
• David William Russell
• Dave Russell
• Dave William Russell