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William A Rust

Morgan Stanley

Utica, NY

Naples, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-21
TX RA APPROVED 2023-03-13
NY RA APPROVED 2022-12-06
  • FL RA
    APPROVED
    Since 2024-08-21
  • TX RA
    APPROVED
    Since 2023-03-13
  • NY RA
    APPROVED
    Since 2022-12-06

Branch Locations

106 Business Park Drive, Utica, NY 13502 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pioneer Investment Management Usa Inc. Boston MA 10/2013 11/2017
Strategic Financial Services Utica NY 11/2017 10/2022
Morgan Stanley Utica NY 11/2022 Present
Morgan Stanley Private Bank, N.A New York NY 02/2023 Present
  • 10/2013 → 11/2017
    Pioneer Investment Management Usa Inc.
    Boston, MA
  • 11/2017 → 10/2022
    Strategic Financial Services
    Utica, NY
  • 11/2022 → Present
    Morgan Stanley
    Utica, NY
  • 02/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2021-09-08 → 2022-10-21
    Strategic Financial Services
    Utica, NY
  • 2013-10-28 → 2017-11-10
    Amundi Pioneer Institutional Asset Management, Inc.
    Boston, MA
  • 2012-08-20 → 2013-10-11
    Edward Jones
    Tempe, AZ
    Hanson, MA
    Tempe, AZ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-01-20
S66 Uniform Combined State Law Examination 2012-08-07
  • S63 Uniform Securities Agent State Law Examination
    2023-01-20
  • S66 Uniform Combined State Law Examination
    2012-08-07
Designations
Other Names
  • Bill Rust
  • William Alan Rust

View on SEC IAPD

Other Firms

STRATEGIC FINANCIAL SERVICES
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PARADIGM CONSULTING, INC.
OSAIC WEALTH, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ROBERT W. BAIRD & CO. INCORPORATED
COMMONWEALTH FINANCIAL NETWORK
MML INVESTORS SERVICES, LLC

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Other Offices

STRATEGIC FINANCIAL SERVICES · UTICA, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · UTICA, NY
PARADIGM CONSULTING, INC. · UTICA, NY
OSAIC WEALTH, INC. · UTICA, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · UTICA, NY
ROBERT W. BAIRD & CO. INCORPORATED · New Hartford, NY
COMMONWEALTH FINANCIAL NETWORK · New Hartford, NY
MML INVESTORS SERVICES, LLC · New Hartford, NY

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