Dylan Stuart Hale

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-06-05

TX RA
APPROVED

Since 2020-06-05

Branch Locations

Mildland, TX • United States

403 Andrews Highway, Midland, TX 79701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Odessa	TX	06/2012	06/2020
Prospera Financial Services	Dallas	TX	06/2020	Present

06/2012 → 06/2020

Wells Fargo Advisors Financial Network, Llc

Odessa, TX
06/2020 → Present

Prospera Financial Services

Dallas, TX

Previous Registrations

2012-08-20 → 2020-06-08

Wells Fargo Advisors Financial Network, Llc

Odessa, TX

Odessa, TX

Other Businesses

LEVEL WEALTH MANAGEMENT, INVT RELATED, ODESSA, TX, 100% OWNERSHIP WITH SPOUSE, START DATE 1/1/2017, 160 HRS PER MONTH, 8 HRS DURING TRADING Personal Rental Property; Investment Related - No; 5306 Hagen Ct, Midland, TX 79703; Rental Property; Owner; 11/2025; 5 Hours Per Month; 0 During Trading Hours; Manage Rental Property.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-08-17

S66 Uniform Combined State Law Examination

2012-08-17

Other Names

Dylan Hale

View on SEC IAPD