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Andrew Scott Timson

LPl Financial LLC

Chicago, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-05
CA RA APPROVED 2025-01-23
IL RA APPROVED 2025-01-23
  • TX RA
    APPROVED_RES
    Since 2025-02-05
  • CA RA
    APPROVED
    Since 2025-01-23
  • IL RA
    APPROVED
    Since 2025-01-23

Branch Locations

231 S La Salle St # 13 13Th Floor, Chicago, IL 60604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wayne Hummer Investments Llc Chicago IL 06/2012 01/2025
Lpl Financial Llc Chicago IL 01/2025 Present
  • 06/2012 → 01/2025
    Wayne Hummer Investments Llc
    Chicago, IL
  • 01/2025 → Present
    Chicago, IL
Previous Registrations
  • 2016-10-21 → 2025-01-23
    Wintrust Investments Llc
    Chicago, IL
    Elmhurst, IL
  • 2015-03-24 → 2016-11-15
    Chicago, IL
  • 2013-07-16 → 2015-04-24
    Wintrust Investments Llc
    Chicago, IL
Other Businesses

1- 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 10/01/2018- 160 hours per month/ 130 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-15
  • S66 Uniform Combined State Law Examination
    2013-07-15
Other Names
  • Andy Scott Timson

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