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234 1St Street, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-04-20 |
Branch Locations
234 1St Street, San Francisco, CA 94105 • United States
5335 Gate Pkwy Suite 500, Jacksonville, FL 32256 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 05/2012 | 04/2021 |
| Bank Of America, N.A. | Jacksonville | FL | 07/2012 | 04/2021 |
| Sofi Securities, Llc | San Francisco | CA | 04/2021 | Present |
| Sofi Wealth, Llc | San Francisco | CA | 04/2021 | Present |
| Composer Securities Llc | Jacksonville | FL | 08/2026 | Present |
I*129195 For profit or not for profit: Non-Profit Organization Name of outside business organization: Tom Coughlin Jay Fund Investment related: N Address of business: Jacksonville Beach, Florida 32240 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 2/1/2020 Number of hours devoted: 1 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: The Tom Coughlin Jay Fund is a 501(c)3 whose mission is to support families battling childhood cancer with financial, emotional, and practical support. I will be part of a committee that helps to organize budgeting and fundraising. ROP for Composer Securities affiliate of SoFi Securities LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-29 |
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