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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-06-24
  • VA RA
    APPROVED
    Since 2024-06-24

Branch Locations

1001 Semmes Ave Fl 3, Richmond, VA 23224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities, Llc Richmond VA 01/2013 02/2021
Truist Investment Services, Inc. Richmond VA 02/2021 04/2021
Truist Advisory Services, Inc. Atlanta GA 02/2021 04/2021
Trust Investment Services, Inc Richmond VA 05/2023 Present
Truist Advisory Services, Inc. Richmond VA 05/2023 Present
Truist Advisory Services, Inc. Richmond VA 04/2021 04/2023
Previous Registrations
  • 2021-02-17 → 2021-05-04
    Atlanta, GA
  • 2013-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Richmond, VA
    Richmond, VA
    Richmond, VA
  • 2010-01-04 → 2013-01-02
    Scott & Stringfellow, Llc
    Richmond, VA
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-30
  • S66 Uniform Combined State Law Examination
    2024-05-30
Other Names
  • Brian A. Helms
  • Brian Helms

View on SEC IAPD

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