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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-06-26 |
| TX | RA | APPROVED | 2025-06-26 |
Branch Locations
4020 Aspen Grove Drive Suite 380, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Brentwood | TN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Brentwood | TN | 11/2016 | 07/2018 |
| Janney Montgomery Scott Llc | Franklin | TN | 07/2018 | 06/2025 |
| Rbc Capital Markets, Llc | Frankliin | TN | 06/2025 | Present |
| City National Bank | Frankliin | TN | 10/2025 | Present |
(1) NAME OF ENTITY: The Back Nine Golf ADDRESS: 100 Cool Spring Blvd Ste 300 Franklin Tennessee 37067 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 01/07/2024 CAPACITY: Owner, Partner DUTIES: Silent Partner HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-20 |
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