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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-06-16
DC RA APPROVED 2021-01-21
TX RA APPROVED 2014-05-28
VA RA APPROVED 2012-10-04
  • FL RA
    APPROVED
    Since 2022-06-16
  • DC RA
    APPROVED
    Since 2021-01-21
  • TX RA
    APPROVED
    Since 2014-05-28
  • VA RA
    APPROVED
    Since 2012-10-04

Branch Locations

Miami Beach, FL • United States

8075 Leesburg Pike, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tysons Corner VA 05/2012 Present
Bank Of America, N.A. Vienna VA 10/2012 Present
Other Businesses

I*1843263, Entity Type:Entity For Profit, Name of OBA:AAMBS, LLC Address: Havre, Montana 59501 Investment Related:No Position, Title, Association:Officer,Owner Employee Start Date: 5/20/24 No Hours: 10 monthly No Hours during trading:1 Duties:I operate a car rental service as a side business. I*1843264, Entity Type:Entity For Profit, Name of OBA:AAMBS, LLC Address:Miami, FL 33132 Investment Related: No Position, Title, Association:Officer,Owner Employee Start Date: 5/20/24 No Hours: 10 monthly No Hours during trading: 1 Duties:I own and operate a luxury car rental service as a side business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-03
  • S66 Uniform Combined State Law Examination
    2012-10-03

View on SEC IAPD

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