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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2017-01-13 |
Branch Locations
265 Brookview Center Way Suite 102, Knoxville, TN 37919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co. | Knoxville | TN | 06/2012 | Present |
| Nylife Securities Llc | Knoxville | TN | 07/2012 | Present |
| Sutton Financial | Knoxville | TN | 05/2016 | Present |
| Eagle Strategies Llc | Knoxville | TN | 01/2017 | Present |
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 265 BROOKVIEW CENTRE WAY SUITE 102 KNOXVILLE, TN 37919; START DATE 08/2015; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 5 HOURS PER MONTH; 5 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF SUTTON FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; KNOXVILLE, TN; START DATE: 05/2016] [West High School Foundation; The West High School Foundation raises fund for the benefits of West High School in Knoxville, Tennessee. The funds go to teacher grants, school upgrades and other student needs.; 3300 Sutherland Avenue, Knoxville, Tennessee 37919; Start Date 09/2023; Role/Title: Board Member; Not Investment Related; 4 hours per month; 1 hours per month during securities trading hours; Help to raise money for the school and decide what projects we will dedicate funds too. I am the secretary for 2023-2024 school year][West Athletic Council; This is a committee of parents from each of the sports played at West High School who helps fundraise to provide money to support high school athletics; 3300 Sutherland Avenue, Knoxville, Tennessee 37919; Start Date 11/2024; Role/Title: Board Member; Not Investment Related; 4 hours per month; 2 hours per month during securities trading hours; Help raise money for the West High School Boy's Basketball team by talking with local businesses and alumni to get them to become a sponsor or make a donation to help offset the cost of the Boy's Basketball team.][Middlebrook United Methodist Church; Methodist Church; 7234 Middlebrook Pike, Knoxville, Tennessee 37909; Start Date 01/2025; Role/Title: Board Member; Investment Related; 2 hours per month; 0 hours per month during securities trading hours; Fundraising and budgeting of the Church's finances]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-11 |
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