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James Buchanan Sutton

Eagle Strategies LLC

Knoxville, TN

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2017-01-13
  • TN RA
    APPROVED
    Since 2017-01-13

Branch Locations

265 Brookview Center Way Suite 102, Knoxville, TN 37919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co. Knoxville TN 06/2012 Present
Nylife Securities Llc Knoxville TN 07/2012 Present
Sutton Financial Knoxville TN 05/2016 Present
Eagle Strategies Llc Knoxville TN 01/2017 Present
  • 06/2012 → Present
    New York Life Insurance Co.
    Knoxville, TN
  • 07/2012 → Present
    Nylife Securities Llc
    Knoxville, TN
  • 05/2016 → Present
    Sutton Financial
    Knoxville, TN
  • 01/2017 → Present
    Knoxville, TN
Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 265 BROOKVIEW CENTRE WAY SUITE 102 KNOXVILLE, TN 37919; START DATE 08/2015; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 5 HOURS PER MONTH; 5 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF SUTTON FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; KNOXVILLE, TN; START DATE: 05/2016] [West High School Foundation; The West High School Foundation raises fund for the benefits of West High School in Knoxville, Tennessee. The funds go to teacher grants, school upgrades and other student needs.; 3300 Sutherland Avenue, Knoxville, Tennessee 37919; Start Date 09/2023; Role/Title: Board Member; Not Investment Related; 4 hours per month; 1 hours per month during securities trading hours; Help to raise money for the school and decide what projects we will dedicate funds too. I am the secretary for 2023-2024 school year][West Athletic Council; This is a committee of parents from each of the sports played at West High School who helps fundraise to provide money to support high school athletics; 3300 Sutherland Avenue, Knoxville, Tennessee 37919; Start Date 11/2024; Role/Title: Board Member; Not Investment Related; 4 hours per month; 2 hours per month during securities trading hours; Help raise money for the West High School Boy's Basketball team by talking with local businesses and alumni to get them to become a sponsor or make a donation to help offset the cost of the Boy's Basketball team.][Middlebrook United Methodist Church; Methodist Church; 7234 Middlebrook Pike, Knoxville, Tennessee 37909; Start Date 01/2025; Role/Title: Board Member; Investment Related; 2 hours per month; 0 hours per month during securities trading hours; Fundraising and budgeting of the Church's finances]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-21
S63 Uniform Securities Agent State Law Examination 2012-08-11
  • S66 Uniform Combined State Law Examination
    2016-12-21
  • S63 Uniform Securities Agent State Law Examination
    2012-08-11
Other Names
  • Bo Sutton

View on SEC IAPD

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