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Taylor Robert Huck

LPl Financial LLC

Aberdeen, SD

Council Bluffs, IA

CRD 6073751

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2018-05-18
IA RA APPROVED 2018-02-09
MT RA APPROVED 2017-11-29
NE RA APPROVED 2017-11-29
SD RA APPROVED 2017-11-29
TX RA APPROVED 2017-11-29
WY RA APPROVED 2017-11-29
  • AZ RA
    APPROVED
    Since 2018-05-18
  • IA RA
    APPROVED
    Since 2018-02-09
  • MT RA
    APPROVED
    Since 2017-11-29
  • NE RA
    APPROVED
    Since 2017-11-29
  • SD RA
    APPROVED
    Since 2017-11-29
  • TX RA
    APPROVED
    Since 2017-11-29
  • WY RA
    APPROVED
    Since 2017-11-29

Branch Locations

125 Brown County Hwy 19 S, Aberdeen, SD 57401 • United States

928 Valley View Dr Ste 18, Council Bluffs, IA 51503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America Aberdeen SD 05/2013 11/2017
Lpl Financial Llc Aberdeen SD 11/2017 Present
  • 05/2013 → 11/2017
    Investment Centers Of America
    Aberdeen, SD
  • 11/2017 → Present
    Aberdeen, SD
Previous Registrations
  • 2013-05-30 → 2017-11-29
    Investment Centers Of America, Inc.
    Aberdeen, SD
    Hamilton, MT
    Council Bluffs, IA
    Appleton, WI
  • 2012-07-30 → 2012-09-06
    Investment Centers Of America, Inc.
    Aberdeen, SD
Other Businesses

1. 11/30/2017 - iRetireFinancial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 12/28/2017 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/27/2017 - 200 Hours Per Month. 3. 1/17/2018 - H3 Insurance LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/01/2017 - 10 Hours Per Month/0 Hours During Securities Trading. 4. 12/20/2022 - H3 Holdings - Not Investment Related - Aberdeen SD, 57401 - Farmland - Member - Start Date - 11/08/2022 - 5 Hours Per Month/0 Hours During Securities Trading 5. 01/05/2024 - Investment Center Advisors LLC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/1/2024 - 1 Hr/mo During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-25
  • S66 Uniform Combined State Law Examination
    2012-07-25
Designations
  • Certified Financial Planner

View on SEC IAPD

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