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3900 E Via Palomita, Tucson, AZ 85718 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-08 |
| AZ | RA | APPROVED | 2020-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterling Investment Management, Inc. | Tucson | AZ | 06/2016 | 01/2020 |
| Bgk Capital Llc | Tucson | AZ | 01/2020 | Present |
1) David William Kornberg is an accountant. He spends approximately 1 hour a week on this outside activity. 2) Treasurer & Member of the Board of Directors; Archaeology Southwest; Investment Related: Yes; Location: 300 N Ash Ave, Tucson, AZ 85701; Description of the business: Archaeology Southwest is a nonprofit organization headquartered in Tucson, Arizona. For three decades, Archaeology Southwest has practiced a holistic, conservation-based approach to archaeology in the southwest region of the United States.; Responsibilities Duties: As treasurer, advise and help the accounting department. As member of the Board of Directors, help the organization with strategic planning.; Start date with business: 2020-07-07; Hours devoted to business during trading hours: devotes 4 hours per month to this activity
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-06 |
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