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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2026-05-26 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
2280 45Th Street S, Suite C, Fargo, ND 58104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Insurance Services Group | Madison | WI | 01/2001 | 11/2019 |
| Sii Investments | Madison | WI | 03/2011 | 10/2017 |
| Woodbury Financial Services, Inc. | Verona | WI | 10/2017 | 09/2018 |
| The Leaders Group, Inc. | Littleton | CO | 09/2018 | Present |
| E4 Insurance Services Llc | Fargo | ND | 11/2019 | Present |
1.) OLIVER BROOKS ORGANICS - 07/23/2013 - 8588 Nessa Drive, Belleville, WI 53508 - Not Investment Related, Orchard & Farm, Farm Hand, Devote Approx: 12 hrs p/mo. 2.) NAIFA WI - 07/01/2017 - 600 State Street, Suite A - Cedar Falls, IA 50613 - Investment Related - Board Member - Guide the association - Devote Approx: 2 hrs p/mo. 3.) LIFEMARK REINSURANCE COMPANY - 5/22/2019 - Delaware, Shareholder, investment in a reinsurance company, Not Invt Rel, Re-insurance business, 0 hrs/mo. 4.) E4 Insurance Services, LLC - 11/1/2019 - 951 Kimball Lane, Ste 120, Verona, WI 53593 - Chief Distribution Officer, insurance wholesaling brokerage, investment related, 160+hrs/mo; 160+hrs/mo (during trading hours). 5.) TLG ADVISORS INC - 10/15/2021 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-08-21 |
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