Ellen Frances Mccloskey

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 03/2017
  Northern Trust Securities Inc.
  Chicago, IL
• 08/2015 → 03/2017
  Northern Trust Investments, Incorporated
  Chicago, IL
• 08/2025 → Present
  Nuveen Securities, Llc
  Chicago, IL
• 08/2025 → Present
  Nuveen Asset Management, Llc
  Chicago, IL
• 12/2014 → 07/2025
  Northern Trust Asset Management
  Chicago, IL

Previous Registrations

• 2015-08-06 → 2017-03-22
  Northern Trust Investments, Incorporated
  Chicago, IL
  Chicago, IL
• 2012-08-20 → 2014-12-01
  Invesco Advisers, Inc.
  Atlanta, GA

Other Businesses

Name: Paperfin, LLC Position: LLC member Nature: e-commece business that sells inkless fish printing kits and related supplies. Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 5/24/2019 12:00:00 AM Address: Home Address Chicago, IL, 60640-5307 Description: Limited day to day. My husband is the main proprietor of the business. I help assemble kits and at times with in person events, demonstrations and conferences.

Exams

• S66 Uniform Combined State Law Examination
  2026-05-15

Other Names

• Ellen Frances Mccloskey
• Ellen Chenoweth
• Ellen Mccloskey