Jacob Harrison Leddy

Current Employers

Convergence Financial

3919 S. Providence Road, Columbia, MO 65203 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-03-18
MD	RA	APPROVED	2026-03-05

TX RA
APPROVED_RES

Since 2026-03-18
MD RA
APPROVED

Since 2026-03-05

Branch Locations

Annapolis, MD • United States

3919 S. Providence Road, Columbia, MO 65203 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith, Incorporated	Annapolis	MD	10/2014	06/2021
Bank Of America, N.A.	Annapolis	MD	08/2015	06/2021
Rbc Capital Markets, Llc	Annapolis	MD	06/2021	03/2026
City National Bank	Annapolis	MD	09/2021	03/2026
Convergence Financial	Columbia	MO	03/2026	Present

10/2014 → 06/2021

Merrill Lynch, Pierce, Fenner & Smith, Incorporated

Annapolis, MD
08/2015 → 06/2021

Bank Of America, N.A.

Annapolis, MD
06/2021 → 03/2026

Rbc Capital Markets, Llc

Annapolis, MD
09/2021 → 03/2026

City National Bank

Annapolis, MD
03/2026 → Present

Convergence Financial

Columbia, MO

Previous Registrations

2021-06-03 → 2026-03-20

Rbc Capital Markets, Llc

Annapolis, MD

Annapolis, MD
2015-02-24 → 2021-07-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bowie, MD

Annapolis, MD

Other Businesses

03/2026 - Pharos Private Wealth, d/b/a for advisory business - Inv Related - 160 Hours/Month - 160 Hours During Trading - Annapolis, MD, 21401 - OBA Start date 04/17/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-02-23

S66 Uniform Combined State Law Examination

2015-02-23

View on SEC IAPD