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Ralph James Femminella

Wells Fargo Clearing Services, LLC

Vero Beach, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-02-16
FL RA APPROVED 2008-11-25
  • TX RA
    APPROVED_RES
    Since 2011-02-16
  • FL RA
    APPROVED
    Since 2008-11-25

Branch Locations

3545 Ocean Dr 2Nd Fl [Profit Formula], Vero Beach, FL 32963 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Vero Beach FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Vero Beach FL 11/2016 Present
Previous Registrations
  • 2007-04-02 → 2008-11-03
    Morgan Stanley & Co. Llc
    Vero Beach, FL
  • 2001-03-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    Vero Beach, FL
    Vero Beach, FL
Other Businesses

RENTAL PROPERTY; INV RELATED; FORT PIERCE, FL; 100% OWNER; 01/2025; 1 HOUR A MONTH; NO HOURS DURING TRADING HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-13
S63 Uniform Securities Agent State Law Examination 2000-09-23
  • S65 Uniform Investment Adviser Law Examination
    2001-04-13
  • S63 Uniform Securities Agent State Law Examination
    2000-09-23
Other Names
  • Raph James Femminella

View on SEC IAPD

Other Firms

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CHARLES SCHWAB & CO., INC.
MORANGIE MANAGEMENT LLC
STRATEGIC ADVISERS LLC
SPIREPOINT PRIVATE CLIENT, LLC
DOWLING CAPITAL PARTNERS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

MICHAEL JOHN CURLEY
MICHELLE ANN DAVIS
WILLIAM GARDNER JOHNSON
JAMES CLAUDE BRITT
RICHARD GARRITY
CHRISTY JOAN NORTHFIELD
LINDSAY MARGARET YENCHO
Hanson H Peirce

Other Offices

MORGAN STANLEY · Vero Beach, FL
WELLS FARGO CLEARING SERVICES, LLC · VERO BEACH, FL
CORRY CAPITAL ADVISORS, LLC · VERO BEACH, FL
CHARLES SCHWAB & CO., INC. · Vero Beach, FL
MORANGIE MANAGEMENT LLC · VERO BEACH, FL
STRATEGIC ADVISERS LLC · VERO BEACH, FL
SPIREPOINT PRIVATE CLIENT, LLC · VERO BEACH, FL
DOWLING CAPITAL PARTNERS · VERO BEACH, FL

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