Best Investors
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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-01-21 |
| TX | RA | APPROVED_RES | 2015-11-19 |
| DC | RA | APPROVED | 2012-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Washington | DC | 05/2012 | Present |
| Bank Of America, N.A. | Washington | DC | 02/2013 | Present |
I*3198286 Entity Type: Name of OBA: National Association of Stock Plan Professionals DMV Chapter Address: Concord, California, 94521 Investment Related: No Position, Title, Association: Other Employee Start Date: 12/03/2025 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Stock Plan Professionals best practices and industry trends The local DMV chapter meets monthly. Chapter meetings include review of National Organization priorities (upcoming National/Regional NASPP Events), industry trends/updates, and planning local DMV chapter events. We review local chapter membership and engagement and try to plan events that will help educate equity plan professionals on best practices and trends. Local events are generally about an hour after business hours and hosted by selected service providers or issuers. I help plan some of the events through either topic selection or working with our BofA Retirement Group to curate timely equity focused content we have available to present.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-17 |
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