Ting Su

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → Present
  Cathay Bank
  Seattle, WA
• 05/2012 → 02/2017
  Cetera Investment Services Llc
  St. Cloud, MN
• 01/2014 → 02/2017
  Cetera Investment Advisers Llc
  Bellevue, WA
• 02/2017 → 09/2017
  Lpl Financial Llc
  Bellevue, WA
• 09/2017 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 09/2017 → Present
  Cetera Investment Advisers Llc
  Seattle, WA

Previous Registrations

• 2017-02-28 → 2017-09-25
  Lpl Financial Llc
  Bellevue, WA
  San Diego, CA
  Bellevue, WA
• 2014-01-21 → 2017-02-28
  Cetera Investment Advisers Llc
  Bellevue, WA
• 2012-08-14 → 2014-01-21
  Cetera Investment Services Llc
  Bellevue, WA
  St Cloud, MN

Other Businesses

1.) BANK ROLE- CUSTOMER SERVICE & LOANS

Exams

• S66 Uniform Combined State Law Examination
  2012-08-13

Other Names

• Tim Su