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Katherine Rose Robinson

Raymond James & Associates, Inc.

Carlsbad, CA

CRD 6072459

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-06-09
CA RA APPROVED 2014-04-30
  • TX RA
    APPROVED
    Since 2014-06-09
  • CA RA
    APPROVED
    Since 2014-04-30

Branch Locations

5800 Armada Dr Ste 100, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates San Diego CA 04/2014 Present
  • 04/2014 → Present
    Raymond James And Associates
    San Diego, CA
Previous Registrations
  • 2013-11-25 → 2014-05-08
    San Diego, CA
  • 2013-11-04 → 2013-11-25
    Crowell Weedon & Co.
    San Diego, CA
  • 2012-08-14 → 2013-11-04
    Crowell, Weedon & Co.
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-13
  • S66 Uniform Combined State Law Examination
    2012-08-13
Other Names
  • Katherine Rose Oleary
  • Katherine Rose O'LEary

View on SEC IAPD

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