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Katherine Rose Robinson

Raymond James & Associates, Inc.

Carlsbad, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-06-09
CA RA APPROVED 2014-04-30
  • TX RA
    APPROVED
    Since 2014-06-09
  • CA RA
    APPROVED
    Since 2014-04-30

Branch Locations

5800 Armada Dr Ste 100, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates San Diego CA 04/2014 Present
  • 04/2014 → Present
    Raymond James And Associates
    San Diego, CA
Previous Registrations
  • 2013-11-25 → 2014-05-08
    D.A. Davidson & Co.
    San Diego, CA
  • 2013-11-04 → 2013-11-25
    Crowell Weedon & Co.
    San Diego, CA
  • 2012-08-14 → 2013-11-04
    Crowell, Weedon & Co.
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-13
  • S66 Uniform Combined State Law Examination
    2012-08-13
Other Names
  • Katherine Rose Oleary
  • Katherine Rose O'LEary

View on SEC IAPD

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Other Offices

INTELLIGENCE DRIVEN ADVISERS, LLC · CARLSBAD, CA
COTTINGHAM MANAGEMENT COMPANY, LLC · CARLSBAD, CA
CORONADO INVESTMENT ADVISORS, LLC · CARLSBAD, CA
FINANCIAL PLANNING SOLUTIONS, INC. · CARLSBAD, CA
PFS INVESTMENTS INC. · CARLSBAD, CA
COMMONWEALTH FINANCIAL NETWORK · CARLSBAD, CA
FRANK FINANCIAL ADVISORS · CARLSBAD, CA
LPL FINANCIAL LLC · CARLSBAD, CA

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